BMO is currently sourcing for a Compliance Analyst - Int position on a 4-month contract.

Summary of Role:
The Compliance Analyst - Int will work with the US Registrations team at BMO to manage regulatory governance projects in alignment with BMO and FINRA requirements.

Project:
Regulatory governance projects in alignment with BMO and FINRA requirements.

Years of experience:
5 years

RESPONSIBILITIES INCLUDE (but are not limited to):

RESPONSIBILITIES
- Registering individuals for roles in accordance with FINRA
- Monitoring and ensuring compliance with regulations
- Handling ad hoc FINRA inquiries
- Analyzing data downloads

Required Skills:
- 5 years experience in Security, Compliance, and Regulatory Governance
- Proficiency in MS Office
- Ability to think strategically

Desired Skills:
- Bachelor's degree or MBA
- Exposure to FINRA gateway
- Knowledge of U4/U5 forms
- Experience with National Futures Association

Top Skills:
- Security, Compliance, and Regulatory Governance
- Proficiency in MS Office
- Strategic thinking