Top skill sets:

Understanding of KYC and BSA/AML regulations, Enhanced Due Diligence, understanding of foreign and domestic business entities and structures, and ability to review legal documentation in collaboration with Financial Advisors

Coordinating and collecting client's Know Your Client (KYC) information, completing legal documentation reviews, and performing Enhanced Due Diligence (EDD) on our Bank clients.

Reviews involve interaction with Financial Advisor, Client Service Associates, and Risk Officers in order fulfill the EDD reviews.

Provide support of Bank BSA/AML Know Your Client and Enhanced Due Diligence (EDD) processes for the First Line Bank Risk team

Partner with the Business Unit, including Financial Advisors and Branch Risk Officers, to ensure appropriate client on-boarding due diligence processes are enacted while providing a positive client experience

Assist in the coordination of Bank Periodic Review process to ensure continued knowledge of Bank client base and any material changes to client information

Coordinate with the Second Line of Defense Bank AML Compliance teams to monitor client relationships on an ongoing basis

Actively identify, measure, control, and remediate AML Risk issues with partners in Bank AML Compliance and the Business Unit

Skills Required:

Have an undergraduate degree in Business, Finance, or other related field

Have 2+ years of relevant experience in BSA/AML Compliance, Know Your Customer, Enhanced Due Diligence, and Customer Identification Program requirements

Ability to work both independently and with team members, as well as providing support for multiple team managers, under tight deadlines

Evidence strong interpersonal skills and ability to communicate effectively both verbally and in writing

Be able to handle highly confidential information professionally and with appropriate discretion

Fluency in Spanish preferred, but not required

Education: Bachelors Degree

Additional client information: