Business Analyst (eCommunications)

STRATEGIC STAFFING SOLUTIONS HAS AN OPENING!

Business Analyst (eCommunications)

Location: Charlotte, NC On-Site Required

Duration: 12+ Months

Role Type: W2 Contract Engagement

As a Business Analyst specializing in eCommunications surveillance, you will play a pivotal role in supporting the migration and transformation of the enterprise eCommunications surveillance platform which ensures the integrity and regulatory compliance of our communication channels. This position requires a keen eye for detail, a strong understanding of financial regulations, and proficiency in analyzing communication data to identify potential compliance issues.

Key Responsibilities:

1. eCommunications Surveillance:
   
   • Develop analysis and requirements to support delivery objectives for electronic communications (e.g., emails, chat messages) to detect potential compliance breaches, insider trading, and market manipulation.
   • Develop and maintain surveillance systems to ensure comprehensive coverage of communication channels and adherence to regulatory requirements.
2. Regulatory Compliance:
   
   • Ensure that the surveillance framework is aligned with industry regulations, including SEC, FINRA, and other relevant bodies.
   • Stay updated with changes in regulatory requirements and adjust surveillance practices accordingly.
3. Data Analysis:
   
   • Conduct in-depth analyses of communication data to identify patterns, trends, and anomalies that may indicate compliance risks.
   • Develop and utilize analytical tools and methodologies to enhance the efficiency and accuracy of surveillance activities.
4. Testing and Documentation:
   
   • Prepare detailed reports on transitioned data to support accuracy of transition, highlighting potential issues and recommending corrective actions.
   • Document surveillance procedures, methodologies, and findings to ensure transparency and accountability.
5. Collaboration:
   
   • Work closely with senior stakeholders, surveillance leads, technology teams, and other stakeholders to provide transparency on migration efforts.
   • Provide reporting and updates on key work streams to support the migration initiatives.
6. System Improvement:
   
   • Identify opportunities for enhancing existing surveillance systems and processes.
   • Participate in the development and implementation of new tools and technologies to improve surveillance effectiveness.

Qualifications:

• Education:Bachelor's degree in Finance, Business Administration, Information Technology, or a related field. Advanced degrees or certifications (e.g., CFA, CFE) are a plus.
• Experience:Minimum of 3-5 years of experience in a business analyst role within the financial services industry, with a focus on eCommunications surveillance or compliance.
• Skills:
  
  • Strong understanding of financial regulations and compliance requirements related to electronic communications.
  • Proficiency in data analysis and reporting tools (e.g., Excel, SQL, BI tools).
  • Excellent analytical and problem-solving skills.
  • Ability to communicate complex issues clearly and effectively.
  • Detail-oriented with a strong commitment to accuracy and integrity.
• Technical Skills:
  
  • Familiarity with surveillance software and communication monitoring systems.

Job ID: JOB-237876
Publish Date: 16 Sep 2024